HCBS Statewide Transition Plan

 
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Medicaid Related Assistance
Developmental Disabilities
 
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What you need to know

​​​​​​​​​The Centers for Medicare and Medicaid Services (CMS) published a final rule for Medicaid Home and Community Based Services effective March 17, 2014. The final rule requires states to ensure people receiving Home and Community-Based Services (HCBS) have the benefits of community living. 

Each state must review policies, practices, and settings where HCBS are provided. Each state must have a plan for this review and making any changes needed. This plan is called the Statewide Transition Plan.

Nebraska's State Transition Plan (STP)

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Heightened Scrutiny

For settings presumed to have institutional qualities, CMS requires an assessment process called “heightened scrutiny." Identified settings are required to undergo an additional review by state staff and may be included in a sample reviewed by CMS. Settings subject to heightened scrutiny include settings in a publicly or privately-operated facility providing inpatient institutional treatment; settings on the grounds of, or adjacent to, a public institution; or settings with the effect of isolating people receiving Medicaid home and community-based services from the broader community of people not receiving services. 

Settings subjected to heightened scrutiny by DHHS were asked to complete a packet in order to determine compliance. Heightened scrutiny documentation will be sent to CMS when requested. CMS makes the final determination if identified settings meet HCBS criteria.

Under CMS' definition of what constitutes heightened scrutiny, DHHS identified 66 assisted living facilities (ALFs), which required review. 

Setting Assessments - Including Heightened Scrutiny Worksheet

AD Waiver

AD Providers will have an assessment completed by their Resource Development worker when then enroll as a new provider and during their annual review. AD Providers may complete the heightened scrutiny worksheet as requested by DDD.​


DD Waivers

When a DD provider opens a new residential service setting, the provider must complete a self-assessment at least 15 business days before opening. Residential settings include group homes, host homes, and shared living homes. 

When a DD provider opens a new non-residential site, the provider must notify DDD Provider Relations at DHHS.DDProviderRelations@nebraska.gov so an assessment can be completed at least 15 business days before opening. Non-residential settings include workshops, hubs, enclaves, and other locations where day services occur.


TBI Waiver

TBI Providers will have an assessment completed by their Resource Development worker when then enroll as a new provider and during their annual review. TBI Providers may complete the heightened scrutiny worksheet as requested by DDD.

CMS Guidance for States


Questions can be emailed to DHHS.DDProviderRelations@nebraska.gov​.